Eternity Law International — Asset management license — SFC License (Type 4 & 9) in Hong Kong for Sale

SFC License (Type 4 & 9) in Hong Kong for Sale

Published:
May 7, 2024

Corporate Overview of this SFC license in Hong Kong for sale

  • Incorporation Year: 2016
  • Licenses: Holds Securities and Futures Commission (SFC) Type 4 (advising on securities) & Type 9 (asset management) licenses.
  • Status: A clean entity with no legal actions, ensuring a smooth transition for new ownership.

Licensing and Operational Capacity

  • Service Scope: Asset management company in Hong Kong for sale authorized to serve Professional Investors (PI), with restrictions on holding client funds directly.
  • Regulatory Compliance: Company licensed by Securities and Futures Commission in Hong Kong for sale, providing a secure and reputable platform for financial operations.

Staffing Structure

  • Responsible Officers: Employs two experienced Responsible Officers (ROs). One RO is willing to remain post-sale to ensure continuity; the other is set to resign, offering flexibility in staffing choices.

Financial Health

  • Asset Value: The Ready-made company licensed by SFC in Hong Kong for sale boasts an asset value of approximately HKD 600,000, primarily held as cash in bank.
  • Banking Relations: Maintains a fully operational bank account, facilitating immediate financial transactions and operations.

Email: peter.p@eternitylaw.com / Telegram: @peterELI

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